The Delaney Paradox And Negligible Risk
INTRODUCTION
The U.S. Environmental Protection Agency (EPA) regulates pesticides
under two statutes, the Federal Insecticide, Fungicide, and Rodenticide
Act (FIFRA) and the Federal Food, Drug, and Cosmetic Act (FFDCA). Under
FIFRA, EPA may license or "register" pesticide products for sale and use
in the United States if the benefits of these uses outweigh the risks.
Under the FFDCA, EPA sets legally enforceable limits, or "tolerances",
for pesticide residues that are expected to remain in or on foods
treated with pesticides. Tolerances are set for pesticide residues
remaining in raw agricultural commodities under the provisions of
section 408 of the FFDCA, while "food additive tolerances" are set for
residues remaining in certain processed foods under section 409 of the
FFDCA.
For many years, EPA's program to regulate pesticides used on food
has been complicated by the differing statutory standards of FIFRA and
the FFDCA. Section 409 of the FFDCA contains the "Delaney Clause", which
has been especially problematic. While EPA may make other pesticide
registration and tolerance-setting decisions taking into account both
risks and benefits of pesticides, the Delaney Clause bars EPA from
establishing a food additive tolerance for pesticide residues in certain
processed food if there is evidence that the pesticide may cause cancer
in man or animals, no matter how small the risk or how large the
benefits. The conflicting "zero risk" standard embodied in the Delaney
Clause has hindered the overall progress of EPA's pesticide
reregistration and food safety programs, as explained further below.
Based on recommendations of the National Academy of Sciences, EPA
has adopted a new approach to setting food additive tolerances which
partly overcomes the inconsistency between the scientifically obsolete
Delaney Clause and both FIFRA and the rest of the FFDCA. As described in
a policy statement issued by EPA in October 1988, whenever possible, the
Agency will use a "negligible risk" standard rather than the zero risk
standard set forth in the Delaney Clause. EPA plans to apply this
approach as it proceeds with its reregistration and tolerance
reassessment programs, and is developing legislative initiatives to make
clear, consistent standards explicit in our pesticide and food safety
laws.
BACKGROUND
The inconsistent standards in our current laws -- what the National
Academy of Sciences has called the "Delaney paradox" -- have been a
source of difficulty and confusion for pesticide regulators and the
general public alike for many years. The paradox occurs because the
regulatory standard which EPA is required to apply in establishing
pesticide tolerances under section 409 of the FFDCA is different from
the standards that apply under FIFRA and section 408 of the FFDCA. FIFRA
specifically directs the Agency to balance pesticide risks and benefits
in making registration and other regulatory decisions. Similarly, under
section 408 of the FFDCA, EPA gives appropriate consideration to the
necessity for the production of an adequate, wholesome and economical
food supply in setting tolerances for raw agricultural commodities.
Thus, both FIFRA and section 408 of the FFDCA require consideration of
the benefits of pesticide use as well as the risks.
By contrast, the Delaney Clause set forth in section 409 of the
FFDCA, which applies when setting tolerances for pesticide residues that
concentrate in processed food products (often called "food additive
tolerances") says that, "no additive shall be deemed safe [and therefore
no food additive tolerance may be set] if it is found to induce cancer
when ingested by man or animal, or if it is found, after tests which are
appropriate for the evaluation of the safety of food additives, to
induce cancer in man or animal..." Literally interpreted, the Delaney
Clause sets a "zero risk" standard for pesticides that induce cancer
responses in test animals, even if the risk to humans is inconsequential
because the oncogenic potential of the pesticide is weak and/or human
exposure is very low.
The Delaney Clause became increasingly problematic for EPA in cases
where pesticides were found to meet the risk/benefit test of FIFRA, but
not the Delaney standard. In reviewing existing pesticides, questions
about applying the Delaney Clause arose in two types of instances.
First, in some cases, new risk data have indicated that a pesticide with
previously approved registrations and food additive tolerances induces
tumors in test animals. Second, in other instances, newer, more
sophisticated testing techniques have allowed EPA to detect low levels
of pesticide residues that previous analytical methods could not detect.
These new residue data have indicated a need for food additive
tolerances for certain uses of pesticides that are known to induce some
degree of tumor response in laboratory animals.
EPA has questioned the appropriateness of a strict application of
the Delaney Clause for a number of reasons. For example, pesticide uses
that result in residues requiring food additive tolerances (for example,
in tomato paste) do not necessarily pose risks that are greater than
pesticide uses that result in residues requiring only regular section
408 tolerances (for example, on fresh tomatoes). Also, when a pesticide
has shown only a marginal carcinogenic effect in a high dose animal
study, or when study results conflict, EPA has questioned whether a
strict, retroactive application of the Delaney Clause would in fact
serve to promote the overall safety of the food supply.
In reviewing new pesticides and new uses of "old" pesticides, EPA
has in the past consistently applied a rigorous interpretation of the
Delaney Clause. However, in instances such as those described above,
where new test data required by EPA on older pesticides have raised
questions about the retroactive application of the Delaney Clause, the
Agency has deferred making chemical-specific decisions, to date. The
effect overall is to seriously hamper the Agency's ability to make sound
decisions in conducting the pesticide reregistration and tolerance
reassessment programs.
NAS REPORT AND RECOMMENDATIONS
In 1985, EPA commissioned the National Academy of Sciences (NAS),
an expert, non-governmental body, to examine the scientific and
regulatory implications of the varying food safety standards contained
in FIFRA and the Delaney Clause of the FFDCA. The NAS report, Regulating
Pesticides in Food: The Delaney Paradox, issued on May 20, 1987, was
the result of this study. The NAS study report reached four principal
conclusions:
- All pesticides should be regulated on the basis of a consistent
standard, so that there is no "double standard" for raw vs.
processed foods or for old vs. new pesticides.
- A uniform "negligible risk" rather than a "zero risk" standard
for carcinogens in food, consistently applied, would best enable
EPA to improve the overall safety of the food supply, and would
result in only modest reductions in the benefits of pesticide
use to farmers.
- EPA should set its regulatory priorities by focusing first on
the most worrisome pesticides used on the most-consumed crops.
- The Agency should adopt a comprehensive analytical framework for
forecasting the broad-scale impact of its pesticide-specific
regulatory actions on the overall safety of the food supply.
EPA POLICY STATEMENT
In response to the NAS report, EPA published in the Federal
Register on October 19, 1988, the policy statement, "Regulation of
Pesticides in Food: Addressing the Delaney Paradox." A point-by-point
summary follows.
EPA Response to NAS Conclusions 1 and 2
Ideally, in the absence of Delaney Clause constraints, EPA would
evaluate and reevaluate all pesticides, old and new, according to a
uniform risk/benefit standard. Pesticide residues in food would be
considered in terms of the risks they present--based on their toxicity
and anticipated dietary exposures -- rather than according to the form
of the food bearing them.
However, due to the specific language of the Delaney Clause, EPA
cannot take the ideal approach in regulating pesticide uses that come
under the purview of FFDCA section 409. Only a legislative change would
allow EPA to implement fully its favored approach and the
recommendations of the NAS.
As a matter of policy, however, EPA no longer considers the Delaney
Clause an absolute bar to issuance of food additive tolerances under
section 409 of the FFDCA. The Agency is now interpreting the Delaney
Clause according to the de minimis principle of law, which holds that an
administrative agency ordinarily has the inherent authority to avoid
applying the terms of a statute literally when to do so would yield
pointless or absurd results. EPA's position is that the Delaney Clause
is subject to a de minimis interpretation when the human dietary risk
from residues of a pesticide is at most negligible.
NAS recommends such use of a uniform negligible risk standard
rather than a zero risk standard for carcinogens in food, but does not
define "negligible risk". However, the NAS report does refer to past
practice of both the Food and Drug Administration (FDA) and EPA. In
cases where a quantitative risk estimate has been made, both agencies
have generally used an upper-bound incremental lifetime risk on the
order to 106 (0.000001 or 1 in a million), calculated using conservative
risk assessment techniques as a benchmark. EPA's October 1988 notice
therefore stated that its negligible risk policy would generally apply
to risks of 106 or less, allowing for some variability in risk levels
depending on the quality and strength of the data underlying the risk
assessment.
EPA's use of negligible risk standard will affect different
categories of pesticides, as follows. (See also Table I attached.)
- Pesticides Posing No Cancer Risk - EPA will continue to issue
registrations under FIFRA and set tolerances under sections 408
and 409 of the FFDCA, provided that these pesticides meet all
other FIFRA criteria. EPA generally will not scrutinize the
benefits of these pesticides, consistent with current practice;
benefits will be assumed from the applicant's willingness to
bear the cost of supporting the registration.
- Pesticides Posing Negligible Cancer Risk - EPA will treat
negligible risk as essentially no risk, proceeding as in 1 above
to issue registrations under FIFRA and to set both section 408
and section 409 tolerances under the FFDCA. This represents a
change in policy in that EPA will now use a negligible risk
standard rather than a literal zero risk standard to set food
additive tolerances under section 409 of the FFDCA.
- Pesticides Posing Greater than Negligible Risk - EPA will
continue to register such pesticides and issue relevant section
408 raw agricultural commodity tolerances if the benefits of
these uses exceed their risks. However, under current law, EPA
cannot and will not issue section 409 food additive tolerances
for these pesticides, regardless of the benefits they afford.
EPA Response to NAS Conclusion 3
NAS' recommendation that EPA focus its energies on reducing risk
from the most worrisome pesticides used on the most-consumed crops is
reflected in the Agency's priority system for reviewing old pesticides.
Priorities for reregistration review have been set according to a scheme
which groups pesticides that are used on similar crops. This scheme is
designed to address first those high volume uses which present the
greatest potential risks. Therefore, reregistration reviews for most of
the major food use pesticides in the U.S. are already underway.
EPA Response to NAS Conclusion 4
EPA is also taking steps to develop new analytical tools that will
help us implement the fourth NAS recommendation -- that EPA should
develop improved tools and methods to estimate more systematically the
overall impact of prospective regulatory actions on the safety of the
food supply.
For example, EPA has laid the groundwork for tolerance reassessment
by requiring pesticide registrants to submit up-to-date test data where
studies are missing or inadequate. In addition, the Agency has developed
a computerized Dietary Residue Exposure System (DRES), which enables EPA
to assess the dietary risks of pesticides with much more sophistication
than has previously been possible. As resources permit, EPA hopes to
obtain more and better data on actual pesticide residues in food and on
food consumption patterns. Using these data, EPA will be able to improve
its pesticide risk assessments.
LEGISLATIVE INITIATIVES
Working with the Department of Health and Human Services/Food and
Drug Administration and the Department of Agriculture, EPA is developing
concrete legislative proposals to implement the President's Food Safety
Plan, a set of needed, far-reaching pesticide regulatory reforms
announced by President Bush in October 1989. A key element of this plan
is harmonization of the legal standards that EPA uses in evaluating the
safety of pesticide residues in food. The plan calls for use of a
consistent negligible risk standard in evaluating the safety of
pesticide residues in both raw and processed foods. Appropriate changes
in the FFDCA and FIFRA currently are being drafted to implement these
and other provisions of the President's plan, including enhanced EPA
suspension and enforcement authorities and streamlined cancellation
procedures.
Additional information is available from EPA on the provisions of
the Bush Food Safety Plan and on the current status of relevant
legislation.
Table I - Regulatory Outcomes Outcomes Under Old And New Policies
| Cancer Risk Level | Need 409 Clearance? | Action Under FFDCA (New Policy) | Action Under FIFRA (New Policy) | Comparison To Prior Policy |
| No risk | No | Issue 408 | Register tolerance | Same |
| Negligible cancer risk | No | Issue 408, 409 tolerances | Register | Same |
| Yes | Issue 408, 409 tolerances | Register | Changed, under old policy, EPA issue 408 FFDCA clearances because 409 barred. |
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